Statistical strategies for microRNAseq batch effect reduction
Original Article

Statistical strategies for microRNAseq batch effect reduction

Yan Guo1*, Shilin Zhao1*, Pei-Fang Su2, Chung-I Li3, Fei Ye1, Charles R. Flynn1, Yu Shyr1

1Vanderbilt Ingram Cancer Center, Center for Quantitative Sciences, Nashville, TN 37232, USA; 2Department of Statistics, National Cheng Kung University, Tainan 70101, Taiwan; 3Department of Applied Mathematics, National Chiayi University, Chiayi 60004, Taiwan

*These authors contribute equally to the article.

Correspondence to: Yu Shyr. Vanderbilt Ingram Cancer Center, Center for Quantitative Sciences, Nashville, TN 37232, USA. Email:

Abstract: RNAseq technology is replacing microarray technology as the tool of choice for gene expression profiling. While providing much richer data than microarray, analysis of RNAseq data has been much more challenging. Among the many difficulties of RNAseq analysis, correctly adjusting for batch effect is a pivotal one for large-scale RNAseq based studies. The batch effect of RNAseq data is most obvious in microRNA (miRNA) sequencing studies. Using real miRNA sequencing (miRNAseq) data, we evaluated several batch removal techniques and discussed their effectiveness. We illustrate that by adjusting for batch effect, more reliable differentially expressed genes can be identified. Our study on batch effect in miRNAseq data can serve as a guideline for future miRNAseq studies that might contain batch effect.

Keywords: miRNA sequencing; batch effect removal; normalization

Submitted Mar 18, 2014. Accepted for publication Jun 06, 2014.

doi: 10.3978/j.issn.2218-676X.2014.06.05


Gene expression refers to the process of synthesizing a functional gene product from the information encoded in a gene, and the study of gene expression is central to biomedical research. While the traditional method of gene expression analysis is microarray technology, next-generation sequencing technologies offer a competitive alternative in RNAseq. Indeed, due to several advantages of RNAseq technology over microarray, specifically its ability to identify genes not included in a predetermined probe, its expanded resolution allows for expression detection at the gene, exon, transcript, and coding DNA sequence (CDS) levels, and its ability to detect structural variants in addition to gene expression, RNAseq has begun to replace microarray altogether (1-3). With the price of RNAseq falling to levels comparable to microarray, this trend is expected to continue.

One of the interesting features of RNAseq technology is its ability to sequence microRNA (miRNA), which are small, non-coding species of RNA that play a variety of roles in the regulation of gene expression. Primarily responsible for translational repression (4-6), miRNA have vast scope with a single miRNA capable of regulating multiple mRNAs and over 2,000 different species of miRNA currently identified in humans according to miRBase (v19) (7). The impact of dysfunction in this regulatory network is the long list of diseases linked to miRNA expression (8).

There is a common misconception regarding RNAseq data’s quantitativeness. Both RNAseq data and microarray data are rather qualitative rather than quantitative. Like microarray, RNAseq experiment requires samples representing at least two conditions to produce meaningful relative differential expression results. RNAseq performed on samples from a single condition can only tell whether a gene is expressed relatively. On rare occasions, RNAseq can be quantitative when all reverse transcribed cDNA fragments are sequenced. Even in such a scenario, the quantitativeness can still be affected by effects from PCR. The challenge of RNAseq technology comes in the analysis of the data it generates. Non-expressed genes are assigned a read count of 0 and comprise as much as 50% of the data set, making the log transformation commonly used for microarray data impossible. The huge range of reads in an RNAseq dataset (between 0 and 10,000+) can introduce problems such as false high fold changes resulting from very small expression values, and errors are also introduced by the sequencing process including de-multiplexing and alignment ambiguity. These characteristics complicate the analysis of RNAseq data, and while many methods of gene expression analysis have been developed, there is no clear consensus on which of these methods generates the most reliable results. One of the most popular is a normalization method known as reads per kilobase per million mapped reads (RPKM) (9) or the similar fragments per kilobase of transcript per million mapped reads (FPKM) (10). RPKM follows a simple formula,, where C is the number of reads mapped to the gene, N is the total number of reads mapped to all genes, and L is the length of the gene.

Batch effects are technical sources of variation that have been added to samples during processing. They can confound the scenarios and prevent us from reaching the true conclusion. The common sources of batch effect include time, location, machine, and personnel. Additional sources of batch effect may exist but are harder to detect. Many batch effect removal techniques have been introduced for microarray data such as the Bayesian based method ComBat (11).

Batch effect in RNAseq data has been considered widespread and should be properly addressed (12-14). For RNAseq technology, other than the aforementioned sources, a new source of batch effect is the number of total read sequenced. For example, a sample for which 20 million reads are sequenced tends to detect fewer genes than the same sample with 40 million sequenced reads. In high-throughput sequencing, on an Illumina HiSeq 2000/2500, up to 200 million reads can be produced on one lane (15). Multiplexing, or labeling samples with unique barcodes before pooling them together on a single lane, is commonly used as a measure to save money. After the reads are generated, the unique barcode can be used to trace back each read’s origin. The most important requirement for successful multipexing is equal representation of genomic content for each sample within the pool. However, in our previous study we have shown that even if the genomic content for each sample within the pool is equal, other factors can skew the proportion of reads sequenced for each sample (16). These factors include sample quality and sequencing depth, library preparation, and fragmentation, among others. Under the same conditions, it is known that higher quality samples tend to yield more reads on the Illumina sequencer. Thus, it is common to observe samples with 2 to 3 times read count difference from the same RNAseq experiment.

Read count differences can result in read count batch effects which should be addressed in RNAseq data. Read count differences are most commonly observed in miRNA sequencing (miRNAseq) data, partially due to the low capture efficiency of miRNA library preparation compared to the poly-A tail-based messenger RNA library preparation. In regular messenger RNA sequencing, around 50% of reads will align to exome regions (3,17). However, for miRNAseq, usually less than 10% of reads align to miRNA references. Because the abundance of miRNA is much less compared to mRNA, read counts can easily skew the number of detectable miRNA. Using real miRNAseq data, we evaluated several strategies for the removal of batch effects, and we discuss their efficiency.


Liver samples from 24 patients were extracted. The 24 samples can be divided into four subgroups: normal (N=6), steatosis (N=8), steatohepatitis (N=7) and cirrhosis (N=3). Library construction was performed on the total RNA. From the same library, miRNAseq was performed twice on the 24 samples using the same machine but 10 days apart. We call the first batch a and second batch b. The resulting miRNAseq FASTQ data were processed as follows. Due to the small size (22-25 base pairs) of miRNA and longer read length (50 base pairs), parts of the sequenced read did not represent miRNA but rather the adaptor. Those adaptor sequences were trimmed to obtain adaptor sequence-free FASTQ files. A majority of the sequenced reads from an miRNAseq experiment are the result of contamination from ribosomal RNA. We performed alignment against ribosomal RNA to identify and remove all these unwanted sequences. Even after decontamination, some remaining reads may be still sequenced from mRNA. Thus we aligned the rest of the reads against mRNA reference and eliminated likely mRNA sequences to obtain the most likely candidates for miRNA. A final alignment was performed against miRNA (1,733 entries) and precursor miRNA (1,424 entries) reference sequences downloaded from mirBASE (7). The miRNA processing pipeline is depicted in Figure S1. Read count and RPKM were generated for each miRNA and precursor miRNA for each sample. Fold changes were computed as a measurement for differential expression.

Differential expression analysis can only be conducted between two phenotypes such as tumor vs. normal or treated vs. untreated. The ideal assumption for conducting differential expression analysis is that gene expression patterns are similar for samples within the same phenotype group (i.e., relatively homogeneous). Sometimes, however, this assumption does not hold true. A sample from one phenotype group may be more similar to the samples from the other phenotype groups based merely on expression profile. Clusters and heat maps were generated using a modified “heatmap” package from R v3.02.


For the example study we used, between batch a and batch b, there is significant read count difference for total reads sequenced (P=5.379e-08) (Figure 1A) and reads aligned to miRNA reference (P=3.427e-07) (Figure 1B). Ideally, we would expect the results from batch a and batch b to match perfectly, because they are produced from the same sequencing library and machine. To test if the two batches agree, we performed cluster analysis. Spearman’s correlation coefficient is used as the measuring distance between two samples over Pearson’s correlation coefficient due to its immunity to outliers. From the cluster, we can calculate sub-typing accuracy. Sub-typing accuracy is computed as the number of pair agreements (technical replicates clustered together) between batch a and b divided by the total number of pairs. The total number of pairs is 24 in this study. Our initial cluster using all miRNA detected shows that the sub-typing accuracy is 8.3% (Figure 2). Clearly, batch a and batch b lack the reasonable consistency we would expect.

Figure 1 (A) Total read distributions for batch a and b; (B) miRNA mapped read distributions for batch a and b. Batch a has more reads than batch b.
Figure 2 Cluster analysis shows poor sub-typing accuracy between batch a and batch b.

To minimize the effect of batch, we tested six different approaches. First, we performed quantile normalization which is a technique for making two distributions identical in statistical properties so they can be compared. Quantile normalization has been used frequently in microarray data to remove batch effects (18). After performing quantile normalization on miRNAseq data, the cluster showed no improvement (Figure 3). The sub-typing accuracy stayed at 8.3%. Then, we performed conditional quantile normalization (19). Conditional quantile normalization accounts for GC content and gene length during normalization. For miRNAseq data, the gene length is not an issue because all miRNAs have length between 22-25 base pairs. But GC content can still skew the read coverage for miRNA. The cluster result after conditional quantile normalization showed some improvement with sub-typing accuracy increased to 29%.

Figure 3 (A) Cluster result using data after quantile normalization; (B) cluster result using data after conditional quantile normalization; (C) cluster result using top 50 miRNA ranked by coefficient of variance; (D) cluster results using data after median centering; (E) cluster results using data after total read count normalization; (F) cluster results using data after trimmed mean of M-values normalization.

Next, we used a noise reduction technique. When the majority of the miRNA lack variation among samples, the cluster may be unrepresentative of the true phenotype group. To alleviate this, we also performed additional cluster analyses on miRNA with read counts filtered by the top coefficient of variation (COV) (top 10% of genes by COV). In theory, the clustering could improve as more stringent COV cutoffs are used. However, the new cluster shows a sub-typing accuracy of 0% (Figure 3A) which indicates that selecting miRNA with high variation did not improve sub-typing. Note that, selecting genes with top COV is a method frequently used for cluster analysis. Because the number of genes is significantly reduced, it is not suitable for differential expression analysis. But this method does inform us of the severity of the batch effect.

The fourth method we tried was median centering on genes. For each miRNA, we computed its median across all samples and centered this miRNA on the median. The sub-typing accuracy increased to 54.2% (Figure 3C) after median centering. The fifth method we tried is total read count normalization (20). The cluster result showed zero sub-typing accuracy. The last method we tried was trimmed mean of M-values (21) which is implemented in Bioconductor package edgeR. This method did not perform well and had a sub-typing accuracy at 4%.

From a different perspective, we examined the data’s batch effect using differential expression analysis. Because there is lack of consensus among RNAseq differential expression analysis packages (22), instead of picking a single method, we used fold change as the measure of differential expression. Fold changes were computed between disease (steatosis, steatohepatitis and cirrhosis) and normal groups. The complete results can be found in Table S1. Using absolute fold change 2 as cutoff, we found that different normalization methods produced different results (Figure 4). Note that, this fold change analysis does not inform us which normalization method works better, but it can inform us that there are severe difference among the normalization methods.

Figure 4 Venn diagram shows the consistency of differentially expressed miRNA between disease and normal groups. Absolute fold change 2 is used as cutoff.


Batch effect has been documented for high throughput sequencing technology by previous studies (19,23). By examining real miRNAseq data, we showed that batch effect can greatly affect the outcome of gene expression analysis, and that the effect is much more severe for miRNAseq data. Through clustering, we tested six different approaches attempting to minimize the effect of batches. Among the batch effect reduction methods we tested, median center performed most effectively. Based on the results we have obtained, we recommend using median center by gene to minimize the impact of batch effects in miRNAseq data. Also, through differential expression analysis we showed that differentially expressed miRNA are highly dependent on the normalization method used.


Figure S1 Workflow diagram of miRNA sequencing data processing.
Table S.1
Table S1 Fold changes computed between non-normal and normal samples using data from different normalization methods
Full table


We would also like to thank Margot Bjoring for editorial support.

Funding: This study was supported by CCSG (P30 CA068485). Core Services performed through Vanderbilt University Medical Center’s Digestive Disease Research Center supported by NIH grant P30DK058404.


Provenance and Peer Review: This article was commissioned by the Guest Editors (Dung-Tsa Chen and Yian Ann Chen) for the series “Statistical and Bioinformatics Applications in Biomedical Omics Research” published in Translational Cancer Research. The article has undergone external peer review.

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at The series “Statistical and Bioinformatics Applications in Biomedical Omics Research” was commissioned by the editorial office without any funding or sponsorship. The authors have no other conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was conducted in accordance with the Declaration of Helsinki (as revised in 2013). The study was approved by Institutional Review Board and informed consent was obtained.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See:


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Cite this article as: Guo Y, Zhao S, Su PF, Li CI, Ye F, Flynn CR, Shyr Y. Statistical strategies for microRNAseq batch effect reduction. Transl Cancer Res 2014;3(3):260-265. doi: 10.3978/j.issn.2218-676X.2014.06.05

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